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Yale Andrew Saltzman

Oppenheimer & Co. Inc.

Warrington, PA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-18
PA RA APPROVED 2015-08-24
MA RA APPROVED 2004-08-17
  • TX RA
    APPROVED
    Since 2016-07-18
  • PA RA
    APPROVED
    Since 2015-08-24
  • MA RA
    APPROVED
    Since 2004-08-17

Branch Locations

2700 Kelly Road Suite 120, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Boston MA 07/2002 Present
  • 07/2002 → Present
    Fahnestock & Co.
    Boston, MA
Other Businesses

1.CAMP CANADENSIS LP: CHILDRENS SUMMER CAMP.OWNER- I REPRESENT MY FAMILY'S 1/3 INTEREST AND CONSULT WITH MY OTHER PARTNERS ABOUT IMPORTANT ISSUES. 2 HRS PER MONTH. EFFECTIVE 12/2007. 2.SHORT TERM RENTAL PROPERTY LOCATED @ 350 FOUR O'CLOCK RD. UNIT 6E, BRECKENRIDGE, CO 80424. I OWN THE PROPERTY AND SPEND APPROX. 1 HOUR PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-09
S63 Uniform Securities Agent State Law Examination 2002-09-26
  • S65 Uniform Investment Adviser Law Examination
    2003-06-09
  • S63 Uniform Securities Agent State Law Examination
    2002-09-26
Designations

View on SEC IAPD

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