Thomas Francis Warner

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-05
TX	RA	APPROVED	2021-12-03
PA	RA	APPROVED	2017-08-02
NJ	RA	APPROVED	2002-07-30

FL RA
APPROVED

Since 2023-07-05
TX RA
APPROVED

Since 2021-12-03
PA RA
APPROVED

Since 2017-08-02
NJ RA
APPROVED

Since 2002-07-30

Branch Locations

525 Route 73 N Ste 303, Marlton, NJ 08053 • United States

Ocean City, NJ • United States

Islamorada, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Medford	NJ	09/2005	03/2020
Ameriprise Financial Services, Llc	Marlton	NJ	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Medford, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Marlton, NJ

Other Businesses

Independent Insurance Brokering; Horizon BCBS; 08/01/2009; Health. Business Ownership; H, H, & W, LLC; Co-owner; Manage Ameriprise Business; 525 Route 73 N, , Marlton, NJ, 08053; Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours / HWA Courtesy Car LLC; Co-owner; Limo is owned by LLC for liability purposes. This is not a business to make money.; 525 Route 73 N, Suite 303, , Marlton, NJ, 08053; Not Investment-Related; 07/01/2015; 1 to 9 hours per month; 0 during trading hours / 2010 Spruce LLC; Co-owner; Real Estate; 74960 Overseas Highway, Unit 1, Islamorada, FL, 33036; Not Investment-Related; 05/05/2017; 1 to 9 hours per month; 0 during trading hours / Park City Skiers Paradise LLC; Co-owner; Real Estate; 74960 Overseas Highway, Unit 1, Islamorada, FL, 33036; Not Investment-Related; 01/10/2015; 1 to 9 hours per month; 0 during trading hours. Board of Directors; St. Mary of the Lakes Parish Board; board member; 40 jackson road, , medford, NJ, 08055; Investment-Related; 09/28/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Warner Jr Enterprises; Owner; management and employee of corporation that provide payroll benefits for myself ; 74960 Overseas Highway, Unit 1, Islamorada, FL, 33036; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Angel's Foundation; This is an organization that provides pro-bono financial planning advice to cancer patients who need additional support while undergoing the issues with the illness. ; 1155 Centre Pointe Drive, , Mendota Heights, MN, 55120; Not Investment-Related; 01/04/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-07-31

S63 Uniform Securities Agent State Law Examination

1995-07-31

Designations

Other Names

Thomas F Warner Jr
Thomas F Warner,

View on SEC IAPD