Shawn Paul Bowen

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-07-06
AZ	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2017-07-06
AZ RA
APPROVED

Since 2011-01-03

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

14595 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scottsdale	AZ	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Scottsdale, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Previous Registrations

2008-03-11 → 2011-01-03

Wells Fargo Investments, Llc

Scottsdale, AZ

Carefree, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Carefree, AZ
2005-07-06 → 2008-02-13

Chase Investment Services Corp.

Chicago, IL

Scottsdale, AZ
2005-02-28 → 2005-07-06

Banc One Securities Corporation

Scottsdale, AZ

Other Businesses

9550 THUNDERBIRD, LLC; INV RLT; PHOENIX, AZ; 100% ; START 5/1/2017; 1 / 0 DURING TRADING HOURS. 3974 MELINDA, LLC; INV RLT; PHOENIX, AZ; 100% ; START 5/1/2017; 1 / 0 DURING TRADING HOURS. 3938 MELINDA, LLC; INV RLT; PHOENIX, AZ; 100% ; START 5/1/2017; 1 / 0 DURING TRADING HOURS. 4370 ROSEMONTE, LLC; INV RLT; PHOENIX, AZ; 100% ; START 5/1/2017; 1 / 0 DURING TRADING HOURS. 4356 SELENA, LLC, INV RLT, SCOTTSDALE, AZ, 100% , START 8/7/2019, 1 , 0 , COLLECT RENT. RENTAL PROPERTY; INV RLT; PHOENIX, AZ; 100% ; START 7/1/2016; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGE PROPERTY AND COLLECT RENT. RENTAL PROPERTY; INV RLT; PHOENIX, AZ; 100% ; START 5/1/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGE PROPERTY AND COLLECT RENT. RENTAL PROPERTY; INV RLT; PHOENIX, AZ; 100% ; START 4/29/2016; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGE PROPERTY AND COLLECT RENT. RENTAL PROPERTY; INV RLT; SCOTTSDALE,AZ; 100% ; START 6/30/2017; NUBMER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGE PROPERTY AND COLLECT RENT. RENTAL PROPERTY; INV RLT; PHOENIX,AZ; 100% ; START 7/17/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGE PROPERTY AND COLLECT RENT. RENTAL PROPERTY, INV RLT, GILBERT, AZ, 100% , START 10/1/2020, 0.5 HRS PER MONTH, 0 , COLLECT RENT. RENTAL PROPERTY, INV RLT, PHOENIX, AZ, 100% , START 12/1/2020, 1 , 0 , COLLECT RENT. 4375 MORROW, LLC; INV RLT; PHOENIX, AZ; 100% ; START 11/12/2020; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. 3457 ORCHID LLC, INV RLT, GILBERT, AZ, 100% , START 9/5/2020, .5 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY (PORTOBELLO); INV RLT; MESA, AZ; 100% OWNERSHIP; START DATE 10/4/2024; 1 ; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY (WEATHERSFIELD); INV RLT; SURPRISE, AZ; 100% ; START DATE 10/18/2024; 1 ; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY (CLINTON); INV RLT; SURPRISE, AZ; 100% ; START DATE 10/30/2024; 1 ; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY (STELLA); INV RLT; LITCHFIELD PARK, AZ; 100% ; START DATE 11/1/2024; 1 ; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY (12737); INV RLT; GLENDALE, AZ; 100% ; START: 11/15/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; OWNER OF RENTAL PROPERTY. 12626 STELLA, LLC, INVT RLT, LITCHFIELD PARK, AZ, 100% , START DATE 12/11/2024, 1 , 0 , . 18363 CLINTON, LLC, INVT RLT, SURPRISE, AZ, 100% , START DATE 12/11/2024, 1 , 0 , . 12737 MIDWAY, LLC, INVT RLT, GLENDALE, AZ, 100% , START DATE 12/11/2024, 1 , 0 , . 14396 WETHERSFIELD, LLC, INVT RLT, SURPRISE, AZ, 100% , START DATE 12/11/2024, 1 , 0 , . 7212 PORTOBELLO, LLC, INVT RLT, MESA, AZ, 100% , START DATE 12/09/2024, 1 , 0 , . RENTAL PROPERTY - 18615; INV RLT;WADELL,AZ; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 03/31/2026; 1 HRS PER MONTH; 0 TRADING RENTAL PROPERTY - 538 W; INV RELATED;QUEEN CREEK,AZ; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 04/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 274 E; INV RELATED;SAN TAN VALLEY,AZ; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 04/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; 18615 PUGET, LLC; INV RELATED;WADDELL,AZ; LLC;50% OWNERSHIP; START DATE: 07/13/2026; 1 HRS PER MONTH; - HRS DURING TRADING; 274 VICENZA, LLC ; INV RELATED;SAN TAN,AZ; LLC;50% OWNERSHIP; START DATE: 07/13/2026; 1 HRS PER MONTH; - HRS DURING TRADING; 538 GUM TREE, LLC; INV RELATED;SAN TAN,AZ; LLC;50% OWNERSHIP; START DATE: 07/13/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-25
S63	Uniform Securities Agent State Law Examination	1995-07-17

S66 Uniform Combined State Law Examination

2005-02-25
S63 Uniform Securities Agent State Law Examination

1995-07-17

Other Names

Shawn Bill Bowen

View on SEC IAPD