Pat Wang

Current Employers

Shearwater Capital

2000 S Colorado Blvd. Tower 1 Suite 2000-1148, Denver, CO 80222 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-17

CA RA
APPROVED

Since 2025-03-17

Branch Locations

Redondo Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Waterhouse Investor Services Inc	Beverly Hills	CA	06/1999	Present

06/1999 → Present

Td Waterhouse Investor Services Inc

Beverly Hills, CA

Previous Registrations

2003-04-28 → 2009-06-01

Td Ameritrade, Inc.

Beverly Hills, CA

Long Beach, CA

Beverly Hills, CA
2006-04-25 → 2009-06-01

Td Ameritrade Investment Management, Llc

Beverly Hills, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-16
S63	Uniform Securities Agent State Law Examination	1995-08-29

S65 Uniform Investment Adviser Law Examination

1996-01-16
S63 Uniform Securities Agent State Law Examination

1995-08-29

Other Names

Paiboon Apaprasidh

View on SEC IAPD