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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

Menifee, CA • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newport Beach CA 03/2017 Present
Massachusetts Mutual Life Insurance Company Newport Beach CA 07/2016 Present
Msi Financial Services Murrieta CA 07/2016 03/2017
  • 03/2017 → Present
    Newport Beach, CA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Newport Beach, CA
  • 07/2016 → 03/2017
    Msi Financial Services
    Murrieta, CA
Previous Registrations
  • 2008-08-27 → 2017-03-25
    Msi Financial Services, Inc.
    Murrieta, CA
    Carlsbad, CA
    Murrieta, CA
    Murrietta, CA
    Murrieta, CA
    Carlsbad, CA
    Temecula, CA
    Carlsbad, CA
Other Businesses

NAME: CHRIS W SOUSOUNIS INV REL: Y ADD: 4675 MACARTHUR COURT STE 1050 NEWPORT BEACH CA 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 9/1/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-14
S63 Uniform Securities Agent State Law Examination 1998-08-29
  • S65 Uniform Investment Adviser Law Examination
    2008-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-08-29

View on SEC IAPD

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