Lisa R. Cross

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2020-08-17

IL RA
APPROVED

Since 2020-08-17

Branch Locations

Carmi, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	01/2006	08/2020
Lpl Financial Llc	Carmi	IL	08/2020	Present

01/2006 → 08/2020

Edward Jones

St. Louis, MO
08/2020 → Present

Lpl Financial Llc

Carmi, IL

Previous Registrations

2007-05-14 → 2020-08-18

Edward Jones

Mcleansboro, IL

St Louis, MO

Other Businesses

1) 08/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CORNERSTONE WEALTH SERVICES - INVESTMENT RELATED - PETERS, MO 63376 2) 11/16/2020 - Lisa Cross Financial Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/11/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 3) 01/06/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Attorney Assistant - Start Date: 01/01/2023 - 12 Hours Per Month/0 Hours During Securities Trading - Process Estate Paperwork. 4) 02/13/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - Time Spent 100%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-09
S63	Uniform Securities Agent State Law Examination	2006-03-31

S66 Uniform Combined State Law Examination

2007-05-09
S63 Uniform Securities Agent State Law Examination

2006-03-31

Other Names

Lisa Rae Cross

View on SEC IAPD