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Michael Alan Barck

Wells Fargo Clearing Services, LLC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-16
VA RA APPROVED 2005-11-18
  • TX RA
    APPROVED_RES
    Since 2016-09-16
  • VA RA
    APPROVED
    Since 2005-11-18

Branch Locations

1800 Bayberry Ct Ste 100 Meridian Office Building, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Richmond VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
Previous Registrations
  • 1998-01-12 → 2005-12-12
    Advest, Inc.
    Richmond, VA
Other Businesses

TRUSTEE FOR MOTHER, INV RELATED, RICHMOND, VA, START: 10/2015, 2 HOURS PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-11
S63 Uniform Securities Agent State Law Examination 1995-08-30
  • S65 Uniform Investment Adviser Law Examination
    1997-02-11
  • S63 Uniform Securities Agent State Law Examination
    1995-08-30

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

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