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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-04 |
| GA | RA | APPROVED | 2022-10-20 |
Branch Locations
5500 Frederica Road Suite 1201, St Simons Island, GA 31522 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bcg Securities, Inc. | Cherry Hill | NJ | 09/2015 | 10/2022 |
| Kestra Investment Services, Llc | St. Simons Island | GA | 10/2022 | Present |
| Kestra Advisory Services Inc | St. Simons Island | GA | 10/2022 | Present |
Name: FREDERICA WEALTH ADVISORYPOSITION: Wealth Management Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/06/2022 ADDRESS: 5500 Frederica Road, Suite 1201, Saint Simons Island GA 31522 DESCRIPTION: Planning services including but not limited to estate planning, insurance, and general wealth management duties for clients. Name: KESTRA ADVISORY SERVICES, LLCPOSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/06/2022 ADDRESS: 5707 Southwest parkway, Bldng 2, Suite 400, Austin TX 78735 DESCRIPTION: Invest and monitor client portfolios, maintain records, provide portfolio reviews. Name: OUTSIDE INSURANCE BUSINESS POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2025 ADDRESS: 5500 Frederica Road, Suite 1201, Saint Simons Island GA 31522, United States DESCRIPTION: Facilitate the planning, design, and sale of insurance products mentioned. Name: POST APPROVED BJJ INSTRUCTOR POSITION: Brazilian Jiu Jitsu Black Belt NATURE: Jiu Jitsu Instructor for Law Enforcement INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2025 ADDRESS: 13 Nature Pointe Circle, SAINT SIMONS ISLAND GA 31522, United States DESCRIPTION: Train peace officers for their certification in Basic Brazilian Jiu Jitsu
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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