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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-04
GA RA APPROVED 2022-10-20
  • TX RA
    APPROVED_RES
    Since 2025-03-04
  • GA RA
    APPROVED
    Since 2022-10-20

Branch Locations

5500 Frederica Road Suite 1201, St Simons Island, GA 31522 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bcg Securities, Inc. Cherry Hill NJ 09/2015 10/2022
Kestra Investment Services, Llc St. Simons Island GA 10/2022 Present
Kestra Advisory Services Inc St. Simons Island GA 10/2022 Present
  • 09/2015 → 10/2022
    Cherry Hill, NJ
  • 10/2022 → Present
    Kestra Investment Services, Llc
    St. Simons Island, GA
  • 10/2022 → Present
    Kestra Advisory Services Inc
    St. Simons Island, GA
Previous Registrations
  • 2015-09-09 → 2022-10-10
    St. Simons Island, GA
    Cherry Hill, NJ
    St. Simons, GA
  • 2015-04-10 → 2015-09-22
    Temenos Advisory, Inc.
    St. Simons Island, GA
  • 2014-01-15 → 2014-12-31
    Temenos Advisory, Inc.
    Litchfield, CT
  • 2013-01-02 → 2013-12-31
    Temenos Advisory, Inc.
    Litchfield, CT
  • 2009-01-02 → 2010-04-30
    Saint Petersburg, FL
    Brunswick, GA
  • 2006-08-09 → 2009-01-02
    Raymond James Financial Services, Inc.
    St. Simons Island, GA
  • 2004-09-14 → 2006-08-04
    Brunswick, GA
    Statesboro, GA
    Pooler, GA
Other Businesses

Name: FREDERICA WEALTH ADVISORYPOSITION: Wealth Management Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/06/2022 ADDRESS: 5500 Frederica Road, Suite 1201, Saint Simons Island GA 31522 DESCRIPTION: Planning services including but not limited to estate planning, insurance, and general wealth management duties for clients. Name: KESTRA ADVISORY SERVICES, LLCPOSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/06/2022 ADDRESS: 5707 Southwest parkway, Bldng 2, Suite 400, Austin TX 78735 DESCRIPTION: Invest and monitor client portfolios, maintain records, provide portfolio reviews. Name: OUTSIDE INSURANCE BUSINESS POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2025 ADDRESS: 5500 Frederica Road, Suite 1201, Saint Simons Island GA 31522, United States DESCRIPTION: Facilitate the planning, design, and sale of insurance products mentioned. Name: POST APPROVED BJJ INSTRUCTOR POSITION: Brazilian Jiu Jitsu Black Belt NATURE: Jiu Jitsu Instructor for Law Enforcement INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2025 ADDRESS: 13 Nature Pointe Circle, SAINT SIMONS ISLAND GA 31522, United States DESCRIPTION: Train peace officers for their certification in Basic Brazilian Jiu Jitsu

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-21
S63 Uniform Securities Agent State Law Examination 1995-08-31
  • S65 Uniform Investment Adviser Law Examination
    2012-12-21
  • S63 Uniform Securities Agent State Law Examination
    1995-08-31
Other Names
  • Buddy Mcneese

View on SEC IAPD

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