Andrew Steven Isaac

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-10-18
CA	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2012-10-18
CA RA
APPROVED

Since 2009-10-23

Branch Locations

Tucson, AZ • United States

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tucson	AZ	10/2009	Present
Bank Of America,N.A.	Tucson	AZ	06/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ
06/2011 → Present

Bank Of America,N.A.

Tucson, AZ

Previous Registrations

2002-05-03 → 2009-10-23

Banc Of America Investment Services, Inc.

Tucson, AZ

Tucson, AZ

Tucson, AZ

Tucson, AZ

Tucson, AZ

Tucson, AZ

Other Businesses

I*83584 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JETCO INVESTMENT RELATED: N ADDRESS OF BUSINESS: TUCSON, ARIZONA 85718 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/15/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: JETCO IS AN EDUCATIONAL TAX CREDIT ORGANIZATION

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-31
S63	Uniform Securities Agent State Law Examination	1995-08-28

S66 Uniform Combined State Law Examination

2001-12-31
S63 Uniform Securities Agent State Law Examination

1995-08-28

View on SEC IAPD