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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-20 |
| VA | RA | APPROVED | 2019-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Norfolk | VA | 01/1994 | Present |
| Nylife Securities Inc. | Norfolk | VA | 06/1995 | Present |
| Waterside Financial Group, Llc | Norfolk | VA | 01/2011 | Present |
| Eagle Strategies Llc | Norfolk | VA | 06/2019 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [OPERATING UNDER THE DBA NAME OF WATERSIDE FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS;INVESTMENT-RELATED;999 WATERSIDE DRIVE STE 900, NORFOLK, VA. 23510;PARTNER; APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS - 20HRS-THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TADING HOURS - 20HRS; DESCRIPTION - PROVIDING HEALTH, DISABILITY, GROUP LIFE, AND DENTAL TO CLIENTS] [Tidewater Association of insurance and financial advisors (NAIFA); National Committee Person. National Committee Person for the Tidewater Association of insurance and financial advisors. Brief local NAIFA association on things happening on the national scale.; 1700 Stadium Ct., Virginia Beach,VA 23454; Start Date 07/2018; Role/Title: Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [WFG Ventures LLC; My business partner, Stuart Birkel and I bought an office and are renting it out to a tenant.; 409 Duke Street, Unit 101, Norfolk, VA 23510; Start Date 11/2020; Role/Title: Partner; Not Investme; collect rent pay taxes]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-29 |
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