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Bruce Barton Romberg

Park Avenue Securities LLC

Bethlehem, PA

Appleton, WI

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-21
WI RA APPROVED 2023-04-20
  • PA RA
    APPROVED
    Since 2023-04-21
  • WI RA
    APPROVED
    Since 2023-04-20

Branch Locations

6255 Sterners Way, Bethlehem, PA 18017 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 04/2008 03/2023
Thrivent Financial For Lutherans Appleton WI 09/2007 03/2023
Guardian Life Insurance Company Appleton WI 04/2023 Present
Park Avenue Securites Appleton WI 04/2023 Present
  • 04/2008 → 03/2023
    Thrivent Investment Management Inc
    Appleton, WI
  • 09/2007 → 03/2023
    Thrivent Financial For Lutherans
    Appleton, WI
  • 04/2023 → Present
    Guardian Life Insurance Company
    Appleton, WI
  • 04/2023 → Present
    Park Avenue Securites
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-18
S63 Uniform Securities Agent State Law Examination 1995-10-06
  • S65 Uniform Investment Adviser Law Examination
    1995-10-18
  • S63 Uniform Securities Agent State Law Examination
    1995-10-06
Other Names
  • Bruce Barton Romberg
  • Bruce B Romberg

View on SEC IAPD

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Other Offices

MCDERMOTT INVESTMENT ADVISORS, LLC · Bethlehem, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bethlehem, PA
LINCOLN INVESTMENT · BETHLEHEM, PA
J. W. COLE ADVISORS, INC. · Bethlehem, PA
COMMONWEALTH FINANCIAL NETWORK · Bethlehem, PA
CETERA INVESTMENT ADVISERS LLC · BETHLEHEM, PA
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC · Bethlehem, PA
SEIA · Suite 200, PA

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