Charles Paul Topp

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-23
WV	RA	APPROVED	2015-02-12
NC	RA	APPROVED	2015-02-09

TX RA
APPROVED

Since 2026-01-23
WV RA
APPROVED

Since 2015-02-12
NC RA
APPROVED

Since 2015-02-09

Branch Locations

500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Charleston	WV	01/2015	11/2016
Wells Fargo Clearing Services, Llc	Charleston	WV	11/2016	Present

01/2015 → 11/2016

Wells Fargo Advisors Llc

Charleston, WV
11/2016 → Present

Wells Fargo Clearing Services, Llc

Charleston, WV

Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; SARASOTA, FL; START DATE 2/17/16; MINIMAL TIME SPENT. NEIL A. SMITHSON FOUNDATION INC., INV RELATED, FORT LAUDERDALE, FL, MEMBER OF THE BOARD OF DIRECTORS, START 12/9/2019, .33 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, DISCUSSING FUNDS TO BE DONATED TO ORGANIZATIONS AND THE INVESTMENT STRATEGY OF THE MONEY MANAGER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-30
S63	Uniform Securities Agent State Law Examination	1995-09-19

S65 Uniform Investment Adviser Law Examination

2015-01-30
S63 Uniform Securities Agent State Law Examination

1995-09-19