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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
2101 Cedar Springs Road, Suite 1850, Dallas, TX 75201 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Dallas | TX | 02/2016 | Present |
| Usca Ria Llc | Dallas | TX | 02/2016 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners, Llc | Dallas | TX | 06/2026 | Present |
1) POWER OF ATTORNEY FOR MOTHER; INV. RELATED; DALLAS, TX; START DATE 5/2/2013; 0 HRS PER MONTH. 2) TRUSTEE FOR SON; INV. RELATED; DALLAS, TX; START DATE 10/15/2012; 5 HRS PER MONTH; 1 HR DURING TRADING. 3) CMWT LLC, NOT INVESTMENT-RELATED, 9306 CRESTEDGE DR, DALLAS, TX 75238, MANAGING MEMBER OF CMWT LLC IS CLAY MIKESKA WATSON TRUST FOR WHICH I AM TRUSTEE, 09/2016, DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY, DEVOTE 0 HOURS DURING SECURITIES TRADING HOURS. 4) RENTAL PROPERTY, INVESTMENT-RELATED, 7508 WELLCREST, DALLAS, TX 75230, OWNER OF PROPERTY IS CLAY MIKESKA WATSON TRUST FOR WHICH I AM TRUSTEE, 09/2016, DEVOTE APPROXIMATELY 5 HOURS PER MONTH TO ACTIVITY, DEVOTE 0 HOURS DURING SECURITIES TRADING HOURS, RECEIVE RENT CHECKS MADE PAYABLE TO TRUST.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-01 |
| S65 | Uniform Investment Adviser Law Examination | 1995-10-03 |
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