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Marybeth Pomes Castay

Cetera Investment Advisers LLC

Covington, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-19
LA RA APPROVED 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-19
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

200 Covington Center, Covington, LA 70435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Whitney Bank Denham Springs LA 02/2012 Present
Hancock Investment Services, Inc. Mandeville LA 02/2012 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Denham Springs LA 08/2022 Present
  • 02/2012 → Present
    Hancock Whitney Bank
    Denham Springs, LA
  • 02/2012 → 08/2022
    Hancock Investment Services, Inc.
    Mandeville, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Cetera Investment Advisers Llc
    Denham Springs, LA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-21
  • S63 Uniform Securities Agent State Law Examination
    2000-06-21
Other Names
  • Mary Castay

View on SEC IAPD

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