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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
CA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Cwm Retail, Sales 8800 South Sepulveda Boulevard, Los Angeles, CA 90045 • United States

Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States

Cwm Retail, Sales 935 Silver Spur Road, Rolling Hills Estates, CA 90274 • United States

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 05/2007 Present
Previous Registrations
  • 2002-06-04 → 2007-05-29
    Citicorp Investment Services
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

Westchester Hand Wash LLC; Provide high-end car washes and detailing services; Not investment-related; Los Angeles, CA; Affiliation started 02/08/2011; Title: Manager; Duties: Marketing, bookkeeping and public relations; No time is devoted to the business each month during securities trading hours; 8-10 hours (between 2-3 hours on the weekends) are devoted to the business each month outside securities trading hours. ///// Rental Property - Redondo Beach, CA; Investment-related; Affiliation started 04/01/2019; Title: Co-owner; Duties: None; No time is devoted to the rental each month during or outside securities trading hours.\\\\\ Cardio Enterprises, Inc; Nature: Nutrition and Health; Not investment-related; Location: Manhattan Beach, California; Affiliation started 11/1/2021; Title: Founder/ President; Duties: Final approval on the concept and bring this product to market; 1 hour per month devoted during securities trading hours; 9 hours per month devoted outside of securities trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-20
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S65 Uniform Investment Adviser Law Examination
    1998-01-20
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Other Names
  • Bernardo Reina
  • Bernie Reina
  • Bernardo G Reina

View on SEC IAPD

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