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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-06 |
| CA | RA | APPROVED | 2007-05-29 |
Branch Locations
Cwm Retail, Sales 8800 South Sepulveda Boulevard, Los Angeles, CA 90045 • United States
Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States
Cwm Retail, Sales 935 Silver Spur Road, Rolling Hills Estates, CA 90274 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Los Angeles | CA | 05/2007 | Present |
Westchester Hand Wash LLC; Provide high-end car washes and detailing services; Not investment-related; Los Angeles, CA; Affiliation started 02/08/2011; Title: Manager; Duties: Marketing, bookkeeping and public relations; No time is devoted to the business each month during securities trading hours; 8-10 hours (between 2-3 hours on the weekends) are devoted to the business each month outside securities trading hours. ///// Rental Property - Redondo Beach, CA; Investment-related; Affiliation started 04/01/2019; Title: Co-owner; Duties: None; No time is devoted to the rental each month during or outside securities trading hours.\\\\\ Cardio Enterprises, Inc; Nature: Nutrition and Health; Not investment-related; Location: Manhattan Beach, California; Affiliation started 11/1/2021; Title: Founder/ President; Duties: Final approval on the concept and bring this product to market; 1 hour per month devoted during securities trading hours; 9 hours per month devoted outside of securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-31 |
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