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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Providence | RI | 07/2015 | 05/2018 |
| Citizens Securities, Inc. | Warren | RI | 05/2018 | 07/2020 |
| Euclid Wealth Management | Rumford | RI | 07/2020 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 04/2021 | 07/2021 |
| Bank Of America, N.A. | Lincoln | RI | 06/2021 | 07/2021 |
| Fidelity Investments | Smithfield | RI | 08/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-114573|OrgNmn:Ebay seller|Org Addr:Cranston,Rhode Isla,US|OBA Nature:selling personal items on ebay|Invst Rel:N|Title:no title|Duties:selling items on ebay|StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
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