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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-03-22 |
| TX | RA | APPROVED | 2016-03-21 |
Branch Locations
305 Lytton Avenue, Palo Alto, CA 94301 • United States
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
Menlo Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 03/2016 | Present |
The Dui Hua Foundation / 450 Sutter Street Suite 900 San Francisco,CA 94108 / Foundation/ Charities, Cultural, Educational & Political Organisations / Rights advocacy through dialogue / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advisory / Start Date 4/21/14 / 2) Name of Business: The Dui Hua Foundation./ Address: 450 Sutter Street Suite 900San Francisco CAUnited States 94108./ Investment related: No./Nature: Director./ Role: Member of Board of directors./ Duty: Advisory./ Start Date: 1/1/2023./ Hours Devoted: Yes./Time Required: Yes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-03 |
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