John A Marshall

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2022-06-06
TX	RA	APPROVED_RES	2022-06-02
NY	RA	APPROVED	2022-06-01

LA RA
APPROVED

Since 2022-06-06
TX RA
APPROVED_RES

Since 2022-06-02
NY RA
APPROVED

Since 2022-06-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

60 Cuttermill Rd Suite 516, Great Neck, NY 11021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kings Point Capital Management Llc	Great Neck	NY	09/2010	06/2022
Wealth Enhancement Group	Great Neck	NY	06/2022	Present
Wealth Enhancement Advisory Services	Great Neck	NY	06/2022	Present

09/2010 → 06/2022

Kings Point Capital Management Llc

Great Neck, NY
06/2022 → Present

Wealth Enhancement Group

Great Neck, NY
06/2022 → Present

Wealth Enhancement Advisory Services

Great Neck, NY

Previous Registrations

2010-09-27 → 2022-06-03

Kings Point Capital Management Llc

Great Neck, NY
2004-02-25 → 2009-07-07

Strategic Advisers Llc

New York, NY

Other Businesses

WEALTH ENHANCEMENT GROUP - DBA FOR WEALTH ENHANCEMENT ADVISORY SERVICES ACTIVITY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-18
S63	Uniform Securities Agent State Law Examination	1995-07-12

S66 Uniform Combined State Law Examination

2004-02-18
S63 Uniform Securities Agent State Law Examination

1995-07-12

Designations

Other Names

John Albert Iv Marshall

View on SEC IAPD