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David William Weigel

Weigelfam

New York, NY

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Current Employers
Weigelfam

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-12
  • NY RA
    APPROVED
    Since 2021-07-12

Branch Locations

New York, NY • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 12/2013 10/2020
Weigel Fiduciary Asset Management Llc New York NY 10/2020 Present
  • 12/2013 → 10/2020
    Rbc Capital Markets, Llc
    New York, NY
  • 10/2020 → Present
    Weigel Fiduciary Asset Management Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-13
S63 Uniform Securities Agent State Law Examination 1995-08-01
  • S65 Uniform Investment Adviser Law Examination
    2008-09-13
  • S63 Uniform Securities Agent State Law Examination
    1995-08-01
Designations
Other Names
  • Dave Weigel

View on SEC IAPD

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