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Sherrie Lu Ferragine

Stifel, Nicolaus & Company, Incorporated

St. Mary'S, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
PA RA APPROVED 2012-09-19
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • PA RA
    APPROVED
    Since 2012-09-19

Branch Locations

357 Brussels Street, St. Mary'S, PA 15857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Mary'S PA 09/2012 Present
  • 09/2012 → Present
    Stifel Nicolaus & Co Inc
    St. Mary'S, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-14
S63 Uniform Securities Agent State Law Examination 1995-08-15
  • S65 Uniform Investment Adviser Law Examination
    2008-11-14
  • S63 Uniform Securities Agent State Law Examination
    1995-08-15
Other Names
  • Sherrie L Ferragine
  • Sherri L Ferragine
  • Sherrie Watt

View on SEC IAPD

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