Trevor Douglas Harkness

Current Employers

Employment History

• 02/2010 → Present
  Kestra Investment Services, Llc
  Jacksonville, FL
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Jacksonville, FL
• 10/2023 → Present
  The Baldwin Group Securities, Llc
  Bethesda, MD

Previous Registrations

• 1996-03-14 → 2010-02-04
  Osaic Fa, Inc.
  Jacksonville, FL
  Ponte Vedra Beach, FL

Other Businesses

Business Name: Montoya Benefits Group Montoya & Associates entity name change to WMTHCS Investment Related: Yes Address: 236 Ponte Vedra Park Dr #101 Ponte Vedra Beach FL 32082 Nature of Business: Consulting; Insurance Position, Title or Relationship: Consultant Start Date: 3/30/1996 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide employee benefit programs for employers. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: GHMS Pablo Investment Related: No Address: 4233 Pablo Professional Ct Jacksonville FL 32224 Nature of Business: Real Estate Position, Title or Relationship: General Partner Start Date: 2/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General oversight, approximately 1 hour per month. Business Name: BKS-Partners Investment Related: Yes Address: 4233 Pablo Professional Ct Suite 201 Jacksonville FL 32224 Nature of Business: Insurance Position, Title or Relationship: Shareholder/Partner Start Date: 8/31/2018 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I advise of life, disability and long term care insurance. I also provide employee benefits consulting. Business Name: BKS Retirement Investment Related: Yes Address: 4233 Pablo Professional Ct Jacksonville FL 32224 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner/employee Start Date: 1/1/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Solicit and service defined contribution retirement plans Business Name: BRP SECURITIES, LLC. POSITION: President/CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2024 ADDRESS: 6720-B Rockledge Drive, Suite 400, Bethesda MD 20817, United States DESCRIPTION: Supervision and collaboration with a team of colleagues who are responsible for administrative, compliance and regulatory functions of the broker-dealer entity. Business Name: THE BALDWIN GROUP POSITION: Producer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/26/2024 ADDRESS: 4233 Pablo Professional Ct, Ste 200, Jacksonville FL 32224, United States DESCRIPTION: writing health benefits for companies/corporations

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-14

Designations

Other Names

• Trevor Douglass Harkness