Best Investors Account Sign in

James Belfield Thornton

Osaic Wealth, Inc.

Wilmington, NC

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-15
TX RA APPROVED 2026-05-15
  • NC RA
    APPROVED
    Since 2026-05-15
  • TX RA
    APPROVED
    Since 2026-05-15

Branch Locations

6209 Oleander Drive Suite 212, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Independent Advisors, Llc Wilmington NC 04/2002 Present
Osaic Wealth, Inc Wilmington NC 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
S65 Uniform Investment Adviser Law Examination 1998-07-22
S63 Uniform Securities Agent State Law Examination 1995-07-20
  • S66 Uniform Combined State Law Examination
    2006-06-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-22
  • S63 Uniform Securities Agent State Law Examination
    1995-07-20
Other Names
  • James Thornton

View on SEC IAPD

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor