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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-03
MI RA APPROVED 2010-06-17
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • MI RA
    APPROVED
    Since 2010-06-17

Branch Locations

Troy, MI • United States

100 W Big Beaver Rd Ste 550, Troy, MI 48084-5208 • United States

Troy, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shelby Township MI 10/2009 03/2020
Ameriprise Financial Services, Inc. Shelby Township MI 10/2009 03/2020
Ameriprise Financial Services, Llc Bloomfield Hills MI 03/2020 03/2025
Ameriprise Financial Services, Llc Troy MI 03/2025 Present
Previous Registrations
  • 2005-06-06 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Troy, MI
    Troy, MI
    Bloomfield Hills, MI
    Shelby Township, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-13
S63 Uniform Securities Agent State Law Examination 1995-09-11
  • S65 Uniform Investment Adviser Law Examination
    2001-02-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-11
Designations

View on SEC IAPD

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