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Current Employers
Fayez Sarofim & Co.

845 Texas Avenue Suite 2000, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-06
  • TX RA
    APPROVED
    Since 2013-12-06

Branch Locations

845 Texas Avenue Suite 2000, Houston, TX 77002 • United States

Sarofim Trust Co

845 Texas Avenue Suite 2000, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-06
  • TX RA
    APPROVED
    Since 2013-12-06

Branch Locations

845 Texas Avenue Suite 2000, Houston, TX 77002 • United States

Sarofim International Management Co

845 Texas Avenue Suite 2000, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-06
  • TX RA
    APPROVED
    Since 2013-12-06

Branch Locations

845 Texas Avenue Suite 2000, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fayez Sarofim & Co. Houston TX 04/2013 Present
Previous Registrations
  • 2013-01-23 → 2013-04-02
    Patriot Wealth Management, Inc.
    Houston, TX
  • 2005-02-09 → 2012-12-31
    Lexington Asset Management, Inc.
    Houston, TX
  • 2004-10-21 → 2005-02-01
    Stanford Group Company
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-23
S65 Uniform Investment Adviser Law Examination 2002-08-22
  • S63 Uniform Securities Agent State Law Examination
    2003-12-23
  • S65 Uniform Investment Adviser Law Examination
    2002-08-22
Designations

View on SEC IAPD

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