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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2007-05-23
  • GA RA
    APPROVED
    Since 2007-05-23

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, ATLANTA, GA., 30319, OWNER, START: 3/1/2003, 1 HOUR PER MONTH, 0 DURING TRADING, LANDLORD. TRUST FOR FATHER; INV. RELATED; ATLANTA,GA; TRUSTEE; START DATE 12/31/2022; NUMBER OF HOURS PER MONTH 3; NUMBER OF HORUS DURING TRADING 3.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-16
  • S66 Uniform Combined State Law Examination
    2005-03-16

View on SEC IAPD

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