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Inactive

Richard Jason Milton

103 Advisory Group

Chicago, IL

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Current Employers
103 Advisory Group

231 S. Lasalle Street 21St Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
IL RA APPROVED 2021-06-04
  • TX RA
    APPROVED
    Since 2023-02-14
  • IL RA
    APPROVED
    Since 2021-06-04

Branch Locations

231 S. Lasalle Street 21St Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstreet Advisors Chicago IL 06/2004 07/2021
103 Advsory Group Chicago IL 06/2021 Present
  • 06/2004 → 07/2021
    Mainstreet Advisors
    Chicago, IL
  • 06/2021 → Present
    103 Advsory Group
    Chicago, IL
Previous Registrations
  • 2008-03-13 → 2021-08-04
    Mainstreet Advisors
    Chicago, IL
  • 2004-02-18 → 2009-09-04
    Waterstone Financial Group, Inc.
    Chicago, IL
    Chicago, IL
  • 2001-05-14 → 2004-01-05
    Feldman Securities Group L.L.C.
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14
Designations
Other Names
  • Rick Milton
  • Richard Milton

View on SEC IAPD

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SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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