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Ben Lomond, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dunham Associates Cpas | San Jose | CA | 10/2011 | 04/2020 |
| Dwr Wealth Management, Llc | San Jose | CA | 05/2015 | 05/2020 |
| Carpe Diem Financial Life Planning | Ben Lomond | CA | 05/2020 | Present |
| Carpe Diem Tax Services Slv | Ben Lomond | CA | 04/2020 | Present |
| Carpe Diem Mortgage Services | Ben Lomond | CA | 02/2025 | Present |
(1) 2020-Present: Carpe Diem Tax Services SLV/Not Investment Related/Ben Lomond, CA/Accounting and Tax Services/President, Accountant & Proprietor/Involves approximately 20% time each month, including during traditional business hours.//(2) 2020-Present: Golden Gate University/Not Investment Related/San Francisco, CA/University/Adjunct Professor, Financial Planning Program/Teach in Financial Planning Program/Involves up to 20% time each month, typically after traditional business hours.//(3) 2011-Present: Rental Real Estate/Not Investment Related/Ben Lomond, CA/Owner & Landlord/Personal Real Estate Investment/Involves less than 10% time each month, after traditional business hours.//
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-13 |
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