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Michael Pappas

Michael Pappas Advisor LLC

Bedford, NY

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Current Employers
Michael Pappas Advisor Llc

Bedford, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-06
TX RA APPROVED_RES 2014-06-23
  • NY RA
    APPROVED
    Since 2021-12-06
  • TX RA
    APPROVED_RES
    Since 2014-06-23

Branch Locations

Bedford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Pappas Advisor Llc Bedford NY 04/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-08
S63 Uniform Securities Agent State Law Examination 1995-09-08
  • S65 Uniform Investment Adviser Law Examination
    2008-01-08
  • S63 Uniform Securities Agent State Law Examination
    1995-09-08

View on SEC IAPD

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