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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-02
NJ RA APPROVED 2025-03-26
NY RA APPROVED 2024-10-24
FL RA APPROVED 2024-08-29
ME RA APPROVED 2024-08-06
CA RA APPROVED 2006-01-13
MA RA APPROVED 1999-04-17
  • IL RA
    APPROVED
    Since 2026-01-02
  • NJ RA
    APPROVED
    Since 2025-03-26
  • NY RA
    APPROVED
    Since 2024-10-24
  • FL RA
    APPROVED
    Since 2024-08-29
  • ME RA
    APPROVED
    Since 2024-08-06
  • CA RA
    APPROVED
    Since 2006-01-13
  • MA RA
    APPROVED
    Since 1999-04-17

Branch Locations

20 Southwest Park, Wesstwood, MA 02090 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Salle St. Securities, Inc. Westwood MA 10/1997 Present
  • 10/1997 → Present
    La Salle St. Securities, Inc.
    Westwood, MA
Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE; TRUSTEE TO FAMILY TRUST ACCTS; CFP-PROVIDES CASH FLOW ANALYSIS TO CLIENTS; Treasurer and Committee Member Mission Related Investment Committee; Grace Church- Treasurer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-26
S63 Uniform Securities Agent State Law Examination 1996-07-29
  • S65 Uniform Investment Adviser Law Examination
    1999-01-26
  • S63 Uniform Securities Agent State Law Examination
    1996-07-29
Designations

View on SEC IAPD

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