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Christopher John Puscian

Raymond James & Associates, Inc.

Mount Laurel, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-30
TX RA APPROVED_RES 2022-09-29
  • NJ RA
    APPROVED
    Since 2022-09-30
  • TX RA
    APPROVED_RES
    Since 2022-09-29

Branch Locations

3000 Atrium Way Suite 420, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Mount Laurel NJ 12/2005 09/2022
Raymond James & Associates, Inc. Mount Laurel NJ 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-22
S63 Uniform Securities Agent State Law Examination 1995-07-27
  • S65 Uniform Investment Adviser Law Examination
    1995-08-22
  • S63 Uniform Securities Agent State Law Examination
    1995-07-27
Other Names
  • Chris Puscian

View on SEC IAPD

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