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Current Employers
Lji Wealth Management, Llc

6569 Carrollton Avenue, Indianapolis, IN 46220 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-09-11
  • PA RA
    APPROVED
    Since 2017-09-11

Branch Locations

Canonsburg, PA • United States

6569 Carrollton Avenue, Indianapolis, IN 46220 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Its Asset Management, L.P. Washington PA 12/2001 09/2017
Lji Wealth Management, Llc Indianapolis IN 09/2017 Present
Its Asset Management, L.P. Washington PA 08/2009 09/2017
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-11
  • S63 Uniform Securities Agent State Law Examination
    1995-08-11

View on SEC IAPD

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