Mark E Bogdon

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-03-08

NJ RA
APPROVED

Since 2023-03-08

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1600 American Blvd, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors , Llc.	New York	NY	05/2000	06/2020
Equitable Advisors, Llc	New York	NY	05/2000	03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	12/2022	Present
Unemployed	Jackson	NJ	04/2022	11/2022

05/2000 → 06/2020

Axa Advisors , Llc.

New York, NY
05/2000 → 03/2022

Equitable Advisors, Llc

New York, NY
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
04/2022 → 11/2022

Unemployed

Jackson, NJ

Previous Registrations

2006-05-15 → 2022-04-05

Equitable Advisors, Llc

Edison, NJ

Edison, NJ

Other Businesses

For profit or not for profit: Name of outside business organization Investment related: No Address of business (City and State Only): Nature of business: Power of Attorney for mother Position, title, association: Start date of relationship: 08/28/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Make decisions for my mother if and when necessary. Pay nursing home bills.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-25

S66 Uniform Combined State Law Examination

2000-10-25

Other Names

Mark Edward Bogdon

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