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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-06-03 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
101 S Capitol Blvd 7Th Fl [Support Center], Boise, ID 83702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brian Bailey | Boise | ID | 06/2013 | Present |
| Northwestern Mutual Investment Services Llc | Boise | ID | 07/2013 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Boise | ID | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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