Dawn Wilson Barnes

Current Employers

Employment History

• 02/2010 → Present
  Aurora Bay Capital, Llc
  Atlanta, GA
• 11/2016 → 01/2017
  Income Focus Portfolio Management
  Atlanta, GA
• 10/2017 → Present
  Pickwick Capital Partners, Llc
  White Plains, NY
• 01/2019 → Present
  Aurora Bay Capital, Llc
  Atlanta, GA

Previous Registrations

• 2019-06-24 → 2022-12-31
  Aurora Bay Capital
  Atlanta, GA
• 2016-11-21 → 2017-01-25
  Income Focus Portfolio Management
  Atlanta, GA
  Jackson, WY

Other Businesses

1. AURORA BAY CAPITAL, LLC - 5485 NEW WELLINGTON CLOSE, ATLANTA GA 30327 NATURE: BRANDING PLATFORM FOR ALL WORK DONE THROUGH PICKWICK CAPITAL PARTNERS, LLC WEBSITES: NONE TITLE&RESPONSIBILITIES: PRESIDENT/BRANDING PLATFORM COMPENSATION: NONE PERSONAL FINANCIAL INVESTMENT IN ACTIVITY: NONE HRS PER WEEK DEVOTED TO ACTIVITY: 1 - 2 HRS. WILL ANY HRS OCCUR DURING NORMAL BUSINESS HOURS: NO PROVIDE ANY OTHER INFORMATION FOR CONSIDERATION: NONE 2. GREEN THUMB INDUSTRIES INC., 325 W. HURON STREET, CHICAGO, IL 60654 - NATURE: PRODUCER AND RETAILER OF MEDICINAL AND RECREATIONAL CANNABIS PRODUCTS THROUGHOUT WHOLESALE AND RETAIL CHANNELS IN THE US, CONSIDERED ONE OF THE LARGEST MULTI-STATE OPERATORS (MSO) IN THE COUNTRY - WEBSITE: GTIGROWS.COM - ROLE: OUTSIDE DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE - HRS PER WEEK DURING THE FIRM'S BUSINESS HRS: 10 HRS PER WEEK. 3. AURORA BAY CAPITAL, 5485 NEW WELLINGTON CLOSE, ATLANTA, GA 30327 - NATURE: REGISTERED INVESTMENT ADVISOR AND ADVISORY CONSULTING; THE RIA IS GEORGIA BASED AND COULD INCLUDE INVESTMENT ADVICE AND PORTFOLIO MANAGEMENT SERVICES ON A DISCRETIONARY BASIS, IT COULD ALSO INCLUDE ADVISORY SERVICES, CONSULTING ARRANGEMENTS - WEBSITE: NONE - ROLE: PRESIDENT AND CHIEF COMPLIANCE OFFICER - HRS PER WEEK DURING THE FIRM'S BUSINESS HRS: 10-15 HRS PER WEEK. ___ 4. SEROVITA HOLDING CORPORATION, 2200 E 77TH AVE UNIT 100, SUITE B100, DENVER, COLORADO, 80229 - NATURE: CANNABIS BEVERAGE MANUFACTURER AND RETAILER - WEBSITE: KEEFBRANDS.COM - ROLE: MEMBER OF THE BOARD OF ADVISORS - HRS DURING THE FIRM'S BUSINESS HRS: 1-2 HRS PER WEEK. ___ 5. Dawn Barnes Starting in September 2025. Ms. Barnes is engaged in an outside business activity as management consultant for R4 Technologies Inc. The engagement has an affiliation with Young America Capital LLC. If any perceived conflicts arise, they will be fully disclosed to all parties involved. The business is an AI company. The company is located at Ridgefield Ct. Duties include management consulting. Ms. Barnes will dedicate time as needed to this endeavor, estimated to be 10 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2016-10-27
• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1997-10-13

Other Names

• Dawn Wilson
• Dawn Wilson
• Dawn Wilson Barnes