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David Robert Hoctor

Hoctor Financial Group, LLC

San Miguel De Allende

Houston, TX

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Current Employers
Hoctor Financial Group, Llc

San Miguel De Allende • Mexico

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-08-17
  • TX RA
    APPROVED
    Since 2006-08-17

Branch Locations

San Miguel De Allende • Mexico

3730 Kirby Drive Suite 1200, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hoctor Financial Group, Llc Houston TX 08/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-21
S63 Uniform Securities Agent State Law Examination 1995-07-13
  • S65 Uniform Investment Adviser Law Examination
    1995-07-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-13
Designations

View on SEC IAPD

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