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Christopher James Dowd

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Blanc, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-05
TX RA APPROVED_RES 2001-04-25
  • MI RA
    APPROVED
    Since 2010-08-05
  • TX RA
    APPROVED_RES
    Since 2001-04-25

Branch Locations

8121 Trillium Circle Ave, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Blanc MI 04/1996 Present
Bank Of America, N.A. Grand Blanc MI 04/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-31
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    1996-05-31
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Designations

View on SEC IAPD

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