Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-26 |
| CO | RA | APPROVED | 2023-06-01 |
Branch Locations
9380 Station Street Ste 535, Lone Tree, CO 80124 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lone Tree | CO | 10/2009 | 06/2023 |
| Lpl Financial Llc | Lone Tree | CO | 06/2023 | Present |
1. 06/22/2023 - KB Plus 5 Kuntz Farms - Not Investment Related - Otis, CO - Farm - Start Date 01/01/2022 2. 06/22/2023 - Upstream investement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-14 |
Reach out to this advisor