Lawrence Joseph Pohlen

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
• 06/2016 → Present
  Bank Of America, N.A.
  Bloomington, MN

Previous Registrations

• 2009-06-01 → 2016-05-13
  Morgan Stanley
  Bloomington, MN
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Bloomington, MN
• 2002-11-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bloomington, MN
  Bloomington, MN

Other Businesses

1. (TOTAL LIFE CARE CENTERS BOARD MEMBER)2. RENTAL PROPERTY; SOLE PROPIETOR/OWNER; 7/2014; CHEIF MANAGER; 0 HOURS DURING 1 HOUR AFTER BUSINESS; BLOOMINGTON, MNI*93719For profit or not for profit: For-Profit OrganizationName of outside business organization: DLH LLCInvestment related: NAddress of business:Eden Prairie, Minnesota 55347Nature of business: LLC,Compensation for Activity: NPosition, title, association: Owner, Start date of relationship: 7/1/2014Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This is the family LLC which owns the family cabin. I am one of the seven equal owners of the LLC.3.SOLE PROPRIETOR / OWNER / PARTNER;FAMILY PARTNERSHIP - INVESTMENTS ONLY, NO BUSINESS ACTIVITY;GENERAL PARTNER - HELP WITH INVESTMETN SELECTION;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1.4. Sole Proprietor / Owner / Partner; Rental Property; As of 06/2015; Houston, TX;During business hours 0;After business hours 0.I*93860For profit or not for profit: For-Profit OrganizationName of outside business organization: Lawrence J. Pohlen jt with Michael S. PohlenInvestment related: NAddress of business:Houston, Texas 77021Nature of business: Other,Just a joint ownership with my sonPosition, title, association: Owner, Start date of relationship: 5/1/2015Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I own 50% of a townhome in Houston with my son Michael who owns the other 50%. He rents the extra rooms to two classmates of his. He is responsible for all activities associated with the rent.I*93510FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ST HUBERTS CATHOLIC CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS:CHANHASSEN, MINNESOTA 55317NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 1/1/2013NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CATHOLIC PARISH AND SCHOOL, TRUSTEEI*93712FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LM PARTNERSHIP LLPINVESTMENT RELATED: YADDRESS OF BUSINESS:EDEN PRAIRIE, MINNESOTA 55347NATURE OF BUSINESS: GENERAL PARTNERSHIP,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 12/1/1993NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: FAMILY GENERAL PARTNERSHIP CONSISTING OF THE SEVEN BROTHERS AND SISTERS FOR INVESTING, I AM ONE OF SEVEN GENERAL PARTNERS I*93509Non-Profit OrganizationElevate Life Eagan, Minnesota 55121Corporation,Director, 9/1/20088 hour(s) Monthly0,Operate 30+ pregnancy resource centers, Director

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-16
• S63 Uniform Securities Agent State Law Examination
  1995-08-09

Other Names

• Larry Pohlen