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Michael Joseph Guyerson

LPl Financial LLC

Littleton, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 1999-02-09
  • CO RA
    APPROVED
    Since 1999-02-09

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Denver CO 01/1999 Present
Previous Registrations
  • 2004-11-17 → 2010-02-01
    Southwest Financial & Retirement Services
    Greenwood Village, CO
Other Businesses

1. 3/20/2003: COLORADO CREDITOR SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/9/2005: SOUTHWEST FINANCIAL & RETIREMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 7/28/2009: Michael J. Guyerson, LLC D/B/A Michael J. Guyerson & Associates - Not Investment Related - Other-Legal Services - Time Spent 10% - This is an LLC that I use to conduct legal work for non LPL clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-11
  • S63 Uniform Securities Agent State Law Examination
    1995-07-11
Designations
Other Names
  • Michael John Guyerson
  • Michael J Guyerson
  • Michael Josephjohn Guyerson

View on SEC IAPD

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