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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Chicago | IL | 10/2013 | 06/2018 |
| Ubs Financial Services | Chicago | IL | 09/2018 | 09/2018 |
| Raymond James & Associates, Inc. | Chicago | IL | 03/2020 | 06/2021 |
| Unemployed | Chicago | IL | 10/2018 | 02/2020 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 06/2021 | 06/2026 |
| U.S. Bancorp Advisors, Llc | Chicago | IL | 06/2026 | Present |
Alexandra Court Condominiums; Not Investment-related; Chicago, IL; There are 3 units that make payments to the association.; President; 08/28/2000; 01 hours/month; 0 hours/trading; The duties are to collect the association fees and to pay the utility bills (com ed, garbage removal, and State Farm Insurance).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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