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Steven Craig Applegate

Morgan Stanley

Peoria, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-09-12
TX RA APPROVED 2019-09-10
  • AZ RA
    APPROVED
    Since 2019-09-12
  • TX RA
    APPROVED
    Since 2019-09-10

Branch Locations

16155 North 83Rd Avenue Suite 100, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Peoria AZ 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Peoria, AZ
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-10-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Surprise, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-28
S63 Uniform Securities Agent State Law Examination 1995-08-15
  • S65 Uniform Investment Adviser Law Examination
    1995-08-28
  • S63 Uniform Securities Agent State Law Examination
    1995-08-15

View on SEC IAPD

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Other Offices

CLARUS WEALTH ADVISORS, LLC · PEORIA, AZ
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EDWARD JONES · SUN CITY, AZ
J.P. MORGAN SECURITIES LLC · PEORIA, AZ
TACTIVE ADVISORS, LLC · Peoria, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
KINGDOM FINANCIAL GROUP, LLC · PEORIA, AZ

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