John Matthew Lombardo

Current Employers

Rival Capital Management, Llc

Southlake, TX • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-03-08
TX	RA	APPROVED	2024-10-17

VA RA
APPROVED

Since 2025-03-08
TX RA
APPROVED

Since 2024-10-17

Branch Locations

Southlake, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Williamsburg	VA	02/2014	12/2018
Rival Corporation	Southlake	TX	12/2018	Present
Rival Capital Management, Llc	Southlake	TX	09/2024	Present

02/2014 → 12/2018

Self Employed

Williamsburg, VA
12/2018 → Present

Rival Corporation

Southlake, TX
09/2024 → Present

Rival Capital Management, Llc

Southlake, TX

Other Businesses

RIVAL CORPORATION, INVESTMENT RELATED; LOCATED AT SOUTHLAKE, TEXAS; ESTABLISHED SOLELY FOR PERSONALTRADING ACTIVITY; PRESIDENT; DEVOTES NOT MORE THAN 30% OF TIME DURING WORKING HRS/MO DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-12
S63	Uniform Securities Agent State Law Examination	1997-11-05

S65 Uniform Investment Adviser Law Examination

2024-09-12
S63 Uniform Securities Agent State Law Examination

1997-11-05

Other Names

John M Lombardo
John Lombardo

View on SEC IAPD