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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-05-19
AR RA APPROVED 2026-04-10
DE RA APPROVED 2026-04-07
MS RA APPROVED 2026-04-07
OK RA APPROVED 2026-04-07
WA RA APPROVED 2026-04-07
RI RA APPROVED 2023-10-30
VA RA APPROVED 2022-11-28
NE RA APPROVED 2022-11-22
AL RA APPROVED 2021-10-26
MI RA APPROVED 2012-06-21
  • NV RA
    APPROVED
    Since 2026-05-19
  • AR RA
    APPROVED
    Since 2026-04-10
  • DE RA
    APPROVED
    Since 2026-04-07
  • MS RA
    APPROVED
    Since 2026-04-07
  • OK RA
    APPROVED
    Since 2026-04-07
  • WA RA
    APPROVED
    Since 2026-04-07
  • RI RA
    APPROVED
    Since 2023-10-30
  • VA RA
    APPROVED
    Since 2022-11-28
  • NE RA
    APPROVED
    Since 2022-11-22
  • AL RA
    APPROVED
    Since 2021-10-26
  • MI RA
    APPROVED
    Since 2012-06-21

Branch Locations

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

1441 W Long Lake Rd Ste 250, Troy, MI 48098-4436 • United States

Sterling Heights, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2009 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-08
S63 Uniform Securities Agent State Law Examination 2000-02-01
  • S66 Uniform Combined State Law Examination
    2012-06-08
  • S63 Uniform Securities Agent State Law Examination
    2000-02-01

View on SEC IAPD

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