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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-24
NC RA APPROVED 2022-10-17
AZ RA APPROVED 2020-08-24
MS RA APPROVED 2016-08-11
CA RA APPROVED 2007-02-13
NV RA APPROVED 2007-02-13
  • WA RA
    APPROVED
    Since 2025-04-24
  • NC RA
    APPROVED
    Since 2022-10-17
  • AZ RA
    APPROVED
    Since 2020-08-24
  • MS RA
    APPROVED
    Since 2016-08-11
  • CA RA
    APPROVED
    Since 2007-02-13
  • NV RA
    APPROVED
    Since 2007-02-13

Branch Locations

Elk Grove, CA • United States

2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Sacramento CA 08/2009 07/2017
Park Avenue Securities Llc Sacramento CA 08/2009 07/2017
Guardian Life Insurance Elk Grove CA 07/2017 Present
Park Avenue Securities Elk Grove CA 07/2017 Present
  • 08/2009 → 07/2017
    Guardian Life Insurance Co Of America
    Sacramento, CA
  • 08/2009 → 07/2017
    Sacramento, CA
  • 07/2017 → Present
    Guardian Life Insurance
    Elk Grove, CA
  • 07/2017 → Present
    Park Avenue Securities
    Elk Grove, CA
Other Businesses

1. CPE Seminars for CPA's-Educational seminars for clients and CPA's. CPA's have the potential to receive CPE credit, Start: 05/04/2012, Address: 9281 Office Park Circle, Suite 144 Elk Grove, CA 95758, 1 non bus hr per month, Not investment related, 2. Insurance Other Than Guardian-Insurance sales of life insurance, disability insurance, long tern care insurance, and annuities other than Guardian,. Start: 01/01/2005, Address: 9281 Office Park Circle, Suite 144 Elk Grove, CA 95758, Hrs per month - tot/bus: 10/5, Investment related, >10% annual compensation, 3. LMML Foundation-Foundation to document the history of Elk Grove. Participate in a minimal role during foundation functions,. Start: 04/09/2017, Address: P O Box 2104, Elk Grove, CA 95759, 2 non bus hrs per month, Not investment related, 4. Commercial Real Estate Rental Income-I purchased a commercial office and will be leasing it to a tenant,. Start: 08/01/2017, Address: 8841 Williamson Drive, Suite 50 Elk Grove, CA 95624, 4 bus hrs per month, Investment related, >10% annual compensation, 5. President of Williamson Owners Association-President of The Plaza on Williamson Drive Owner's Association Inc., President. We are owners of a condo at this property,. Start: 10/30/2017, Address: P.O. Box 1341Sloughhouse, CA 95683, 2 bus hrs per month, Not investment related, 6) Martinizing Dry Cleaning (CJLema Enterprises, Inc.), Owner of franchise with the intention of operating the business in a semi passive fashion. My role will be limited in terms of time as my wife will be the primary participant., Start: 07/29/2019, Address: 307 S Lower Sacramento Rd Suite A, Lodi, CA 95242, 10 total hours per month; 4 during securities trading hours, Not investment related, No annual compensation, 7) Treasurer, California Cleaners Association, Start: 09/20/2022, Address: 1950 W Corporate Way Suite B PMB 69559 Anaheim, CA 92801, 4 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-22
S63 Uniform Securities Agent State Law Examination 2006-11-14
  • S65 Uniform Investment Adviser Law Examination
    2006-12-22
  • S63 Uniform Securities Agent State Law Examination
    2006-11-14
Other Names
  • Chris Lema
  • Chrisristopher J Lema

View on SEC IAPD

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