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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-04-24 |
| NC | RA | APPROVED | 2022-10-17 |
| AZ | RA | APPROVED | 2020-08-24 |
| MS | RA | APPROVED | 2016-08-11 |
| CA | RA | APPROVED | 2007-02-13 |
| NV | RA | APPROVED | 2007-02-13 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Sacramento | CA | 08/2009 | 07/2017 |
| Park Avenue Securities Llc | Sacramento | CA | 08/2009 | 07/2017 |
| Guardian Life Insurance | Elk Grove | CA | 07/2017 | Present |
| Park Avenue Securities | Elk Grove | CA | 07/2017 | Present |
1. CPE Seminars for CPA's-Educational seminars for clients and CPA's. CPA's have the potential to receive CPE credit, Start: 05/04/2012, Address: 9281 Office Park Circle, Suite 144 Elk Grove, CA 95758, 1 non bus hr per month, Not investment related, 2. Insurance Other Than Guardian-Insurance sales of life insurance, disability insurance, long tern care insurance, and annuities other than Guardian,. Start: 01/01/2005, Address: 9281 Office Park Circle, Suite 144 Elk Grove, CA 95758, Hrs per month - tot/bus: 10/5, Investment related, >10% annual compensation, 3. LMML Foundation-Foundation to document the history of Elk Grove. Participate in a minimal role during foundation functions,. Start: 04/09/2017, Address: P O Box 2104, Elk Grove, CA 95759, 2 non bus hrs per month, Not investment related, 4. Commercial Real Estate Rental Income-I purchased a commercial office and will be leasing it to a tenant,. Start: 08/01/2017, Address: 8841 Williamson Drive, Suite 50 Elk Grove, CA 95624, 4 bus hrs per month, Investment related, >10% annual compensation, 5. President of Williamson Owners Association-President of The Plaza on Williamson Drive Owner's Association Inc., President. We are owners of a condo at this property,. Start: 10/30/2017, Address: P.O. Box 1341Sloughhouse, CA 95683, 2 bus hrs per month, Not investment related, 6) Martinizing Dry Cleaning (CJLema Enterprises, Inc.), Owner of franchise with the intention of operating the business in a semi passive fashion. My role will be limited in terms of time as my wife will be the primary participant., Start: 07/29/2019, Address: 307 S Lower Sacramento Rd Suite A, Lodi, CA 95242, 10 total hours per month; 4 during securities trading hours, Not investment related, No annual compensation, 7) Treasurer, California Cleaners Association, Start: 09/20/2022, Address: 1950 W Corporate Way Suite B PMB 69559 Anaheim, CA 92801, 4 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-14 |
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