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425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-10-05 |
| MA | RA | APPROVED | 2023-09-27 |
| FL | RA | APPROVED | 2023-09-21 |
| GA | RA | APPROVED | 2023-09-18 |
| NJ | RA | APPROVED | 2023-09-14 |
| CT | RA | APPROVED | 2023-09-13 |
| IL | RA | APPROVED | 2023-09-13 |
| NY | RA | APPROVED | 2023-09-13 |
Branch Locations
425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seacliff Capital, Llc | Westport | IL | 02/2016 | 06/2019 |
| Unemployed | Westport | CT | 07/2019 | 01/2020 |
| Rex Shares | Fairfield | CT | 02/2020 | 04/2021 |
| Osprey Funds, Llc | Fairfield | CT | 04/2021 | 04/2023 |
| Medreceivables Financial Management, Inc | Deerfield Beach | FL | 04/2023 | 06/2023 |
| World Equity Group, Inc. | Schaumburg | IL | 06/2023 | Present |
Insurance Sales; Yes. Investment related; 1108 E Newport Center Dr, Deerfield Beach, FL 33442; Nature of OBA: Licensed as an Insurance agent for Life and Health to sell policies including Variable Annuities, Life Insurance, Long-Term Care Insurance and other related products; Posn/Title/Relationship: Agent; Start Date: 11/29/23; Approx. Hrs. /Month: 20 Hrs.; Hrs. during Trading Hrs.: 1 Hour; Duties: Find clients that have insurance needs and sell them the policies that align with their goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-10 |
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