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Current Employers
World Equity Group, Inc.

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-10-05
MA RA APPROVED 2023-09-27
FL RA APPROVED 2023-09-21
GA RA APPROVED 2023-09-18
NJ RA APPROVED 2023-09-14
CT RA APPROVED 2023-09-13
IL RA APPROVED 2023-09-13
NY RA APPROVED 2023-09-13
  • MD RA
    APPROVED
    Since 2025-10-05
  • MA RA
    APPROVED
    Since 2023-09-27
  • FL RA
    APPROVED
    Since 2023-09-21
  • GA RA
    APPROVED
    Since 2023-09-18
  • NJ RA
    APPROVED
    Since 2023-09-14
  • CT RA
    APPROVED
    Since 2023-09-13
  • IL RA
    APPROVED
    Since 2023-09-13
  • NY RA
    APPROVED
    Since 2023-09-13

Branch Locations

Westport, CT • United States

425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacliff Capital, Llc Westport IL 02/2016 06/2019
Unemployed Westport CT 07/2019 01/2020
Rex Shares Fairfield CT 02/2020 04/2021
Osprey Funds, Llc Fairfield CT 04/2021 04/2023
Medreceivables Financial Management, Inc Deerfield Beach FL 04/2023 06/2023
World Equity Group, Inc. Schaumburg IL 06/2023 Present
  • 02/2016 → 06/2019
    Seacliff Capital, Llc
    Westport, IL
  • 07/2019 → 01/2020
    Unemployed
    Westport, CT
  • 02/2020 → 04/2021
    Rex Shares
    Fairfield, CT
  • 04/2021 → 04/2023
    Osprey Funds, Llc
    Fairfield, CT
  • 04/2023 → 06/2023
    Medreceivables Financial Management, Inc
    Deerfield Beach, FL
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

Insurance Sales; Yes. Investment related; 1108 E Newport Center Dr, Deerfield Beach, FL 33442; Nature of OBA: Licensed as an Insurance agent for Life and Health to sell policies including Variable Annuities, Life Insurance, Long-Term Care Insurance and other related products; Posn/Title/Relationship: Agent; Start Date: 11/29/23; Approx. Hrs. /Month: 20 Hrs.; Hrs. during Trading Hrs.: 1 Hour; Duties: Find clients that have insurance needs and sell them the policies that align with their goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-28
S63 Uniform Securities Agent State Law Examination 1999-02-10
  • S66 Uniform Combined State Law Examination
    2023-08-28
  • S63 Uniform Securities Agent State Law Examination
    1999-02-10

View on SEC IAPD

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