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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED_RES | 2020-05-05 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
500 108Th Avenue, North East Suite 1900, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Bellevue | WA | 05/1995 | Present |
| Morgan Stanley Smith Barney | Bellevue | WA | 06/2009 | Present |
*704255- Misty Coast Gems; Investment related: No; Ocean Shores, Washington; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours:10; Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements:Customer Service:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-18 |
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