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Jamie Stewart Caudill

Tiaa-Cref Individual & Institutional Services, LLC

Cincinnati, OH

Cincinnati, OH

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
TX RA APPROVED 2026-01-22
VT RA APPROVED 2025-10-30
OH RA APPROVED 2025-06-20
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2026-01-22
  • VT RA
    APPROVED
    Since 2025-10-30
  • OH RA
    APPROVED
    Since 2025-06-20

Branch Locations

Cincinnati, OH • United States

625 Eden Park Drive Baldwin 200, Suite 500, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management Llc Cincinnati OH 04/2021 04/2022
Huntington Private Bank Cincinnati OH 07/2018 03/2021
First Financial Bank Cincinnati OH 04/2013 07/2018
Tiaa Cincinnati OH 04/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc Cincinnati OH 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1995-07-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1995-07-11
Designations
Other Names
  • Jamie Stewart Caudill
  • Jamie Caudill

View on SEC IAPD

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