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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

25050 Hancock Ave, Murrieta, CA 92562 • United States

31990 Temecula Pkwy, Temecula, CA 92592 • United States

27280 Jefferson Ave Suite 100, Temecula, CA 92590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Redlands CA 02/2012 11/2016
Wells Fargo Clearing Services, Llc Redlands CA 11/2016 11/2020
U.S. Bancorp Investments, Inc. Temecula CA 11/2020 02/2026
U.S. Bancorp Advisors, Llc Temecula CA 02/2026 Present
Previous Registrations
  • 2020-11-18 → 2026-02-13
    Saint Paul, MN
    Temecula, CA
    Temecula, CA
    Hemet, CA
    Sun City, CA
    Murrieta, CA
    Cathedral City, CA
    Palm Springs, CA
    La Quinta, CA
    Corona, CA
    Palm Desert, CA
    Corona, CA
    Yucca Valley, CA
  • 2012-02-10 → 2020-11-23
    San Diego, CA
    Redlands, CA
    Riverside, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Corona, CA
  • 2009-05-08 → 2012-02-21
    Hesperia, CA
    Barstow, CA
    Phelan, CA
    Apple Valley, CA
    San Bernardino, CA
    San Bernardino, CA
    Big Bear Lake, CA
    Redlands, CA
    Riverside, CA
    Riverside, CA
    Riverside, CA
    San Bernardino, CA
    San Bernardino, CA
  • 2007-09-05 → 2009-05-08
    Irvine, CA
    Lake Elsinore, CA
    Sun City, CA
    Lake Elsinore, CA
  • 2006-02-14 → 2007-09-04
    Wamu Investments, Inc.
    Hemet, CA
    Wildomar, CA
    Sun City, CA
    Sun City, CA
    Temecula, CA
  • 2003-04-01 → 2003-08-26
    San Diego, CA
Other Businesses

Rental Property; Investment-related; Hemet, CA; Rental property; Co-TTEE; 10/1/2025; 0 hours/month; 0 hours/trading; Helping to rent out father's house.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-08
S63 Uniform Securities Agent State Law Examination 1995-06-23
  • S65 Uniform Investment Adviser Law Examination
    2007-10-08
  • S63 Uniform Securities Agent State Law Examination
    1995-06-23

View on SEC IAPD

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