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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-12 |
| KS | RA | APPROVED | 2018-11-02 |
Branch Locations
Overland Park, KS • United States
4400 College Boulevard Suite 195, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/1995 | 11/2018 |
| Royal Alliance Associates, Inc. | Overland Park | KS | 11/2018 | Present |
1) VANTAGEPOINTE FINANCIAL GROUP POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 4400 College Blvd, Suite 195, Overland Park KS 66211, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable annuities Insurance. 2) INSURANCE BROKERAGE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 4400 College Blvd, Suite 195, Overland Park KS 66211, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable annuities Insurance. 3. POWER OF ATTORNEY FOR MY FATHER POSITION: POA NATURE: Power of Attorney INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/17/2021 ADDRESS: 11320 W 166th Pl, Overland Park KS 66213, United States DESCRIPTION: POA for father's estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-26 |
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