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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-10 |
| WA | RA | APPROVED | 2025-10-10 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 07/2015 | 10/2025 |
| Bank Of America, N.A. | Bellevue | WA | 09/2015 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 10/2025 | Present |
I*510292 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Kent, Washington, 98042 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-17 |
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